Computing Research Policy Blog
The Computing Research Association (CRA) has been involved in shaping public policy of relevance to computing research for more than two decades. More recently the CRA Government Affairs program has enhanced its efforts to help the members of the computing research community contribute to the public debate knowledgeably and effectively.
The Coalition for National Security Research (CNSR), a broad-based coalition of 74 members (of which CRA is a member) including industry, research universities and institutes, and scientific and professional associations committed to a strong Defense Science and Technology (S&T) Program, released a statement commending the Senate Appropriations Committee for their work on S. 1558, the Fiscal Year 2016 funding bill for the Department of Defense. CNSR was specifically applauding the committee for their support of Defense S&T at the 6.2 applied and 6.2 advanced research accounts, while also raising concerns about 6.1 basic research funding levels. The statement makes the case that Congress should adhere to the “20/20 Principle,” which calls for investment in basic research to comprise 20 percent of the Defense S&T overall budget and Defense S&T to comprise 20 percent of the RDT&E (or Research, Development, Test and Evaluation) budget. The statement points out that, “the 20/20 Principle is based on the recommendations from the National Academies reports Rising Above the Gathering Storm (2007) and the Assessment of Department of Defense Basic Research (2005).”
The Senate bill would provide the following funding for the different defense research accounts:
6.1 Basic Research – $2.31 billion for FY16, which is an increase of $40 million, or 1.7 percent, over what was appropriated for FY15 ($2.28 billion) and $229 million more than what was in the President’s budget request.
6.2 Applied Research – $4.93 billion for FY16, which is an increase of $280 million, or 6.0 percent, over what was appropriated for FY15 ($4.65 billion) and $214 million more than what was in the President’s budget request.
6.3 Advanced Research – $5.58 billion for FY16, which is an increase of $252 million, or 4.7 percent, over what was appropriated for FY15 ($5.33 billion) and $114 million more than what was in the President’s budget request.
DARPA – $2.87 billion for FY16, which is a decrease of $50 million, or -1.7 percent, over what was appropriated for FY15 ($2.92 billion) and $107 million less than what was in the President’s budget request.
The proposed increases in the 6.2 and 6.3 accounts are quite good, as they will keep the budgets above an inflation increase. However, 6.1’s increase will be mitigated somewhat by inflation and DARPA’s decrease will be amplified.
By way of comparison, the House Defense Appropriations bill (H.R. 2685), which was passed by the full chamber in May, has the following numbers for the research accounts:
6.1 Basic Research – $2.10 billion for FY16, which is a decrease of $177 million, or -7.8 percent, over what was appropriated for FY15 ($2.28 billion) and $11.5 thousand more than what was in the President’s budget request.
6.2 Applied Research – $4.84 billion for FY16, which is an increase of $190 million, or 4.1 percent, over what was appropriated for FY15 ($4.65 billion) and $124 million more than what was in the President’s budget request.
6.3 Advanced Research – $5.73 billion for FY16, which is an increase of $409 million, or 7.7 percent, over what was appropriated for FY15 ($5.33 billion) and $271 million more than what was in the President’s budget request.
DARPA – $2.97 billion for FY16, which is an increase of $56 million, or 1.9 percent, over what was appropriated for FY15 ($2.92 billion) and is exactly what the President’s budget request is.
As our readers can tell, the House numbers are better for 6.3, only slightly less good for 6.2, better than the Senate for DARPA (though it will just keep ahead of inflation), but is absolutely horrible for 6.1.
The next step in the process for S. 1588 will be to go before the full Senate for consideration. It’s likely to hit a brick wall there, as Senate Democrats have vowed to filibuster all spending bills unless their priorities are considered in the budget and the ongoing spending debates. The expectation within the science advocacy community is that this will stall the budget process for the rest of the year. Senate Majority Leader Mitch McConnell (R-KY) has vowed to return the Federal budget to regular order (meaning to pass the budget on time), but he has an uphill battle if Democrats stay united on their filibuster. We will continue to monitor the situation and will report any new developments that arise.
The National Science Foundation has released a new public access plan for scientific journal articles that arise from research wholly or partly funded by the agency. This plan, called “Today’s Data, Tomorrow’s Discoveries,” is an outgrowth of an Office of Science & Technology Policy (OSTP) memo, released in February of 2013, which directed, “each Federal agency with over $100 million in annual conduct of research and development expenditures to develop a plan to support increased public access to the results of research funded by the Federal Government.” Let’s look at the details.
The NSF plan is very much in line with the requirements set out in OSTP’s memo. It sets a January 2016 effective date; all grant proposals submitted on or after this date will be subject to the plan. As well, NSF has identified the Department of Energy’s (DOE) PAGES (or Public Access Gateway for Energy and Science) system as the agency’s, “designated repository.” (Note: Most probably the use of DOE’s PAGES is in order to control cost, rather than create a wholly new system just for NSF; part of the instructions in the OSTP memo was that any new system must be implemented and operated within existing budgets). The plan requires that, “either the version of record or the final accepted peer-reviewed manuscript in peer-reviewed scholarly journals and papers in juried conference proceedings or transactions,” must be submitted to the PAGES system within 12 months of publication. All of this is in line with OSTP’s requirements.
There is a section on data management as well, which seems to be the first indications of an Open Data plan. The agency’s plan defines research data as, “the recorded factual material commonly accepted in the scientific community as necessary to validate research findings.” However, NSF writes in their plan that, “in the future, NSF will explore whether all data underlying published findings can be made available at the time of publication.” Anything further is still in the early stages of conception and not covered in this specific plan.
How does NSF’s plan fit into the larger Open Access debate? Seeing as it’s in line with OSTP’s memo, and by extension Administration policy priorities, and Congress has given OSTP room, at least temporarily, to direct science agencies in this matter, it seems the likelihood of push back is minimal. However, that could change with a new bill in Congress, as the legislature does have final oversight. For example, the original draft of the 2014 COMPETES Act in the House Science Committee tried to speed up the adoption of Open Access provisions at the science agencies; that could easily be repeated, as there are still many Open Access supporters in Congress. On the flipside, it is possible that the publisher community could get a repeal bill introduced by a sympathetic member of Congress, removing any such provisions from the agencies. This issue will have to play out more before any final outcome is assured.
IEEE Computer Society, “the world’s leading membership organization dedicated to computer science and technology,” and a member of CRA, is looking for nominations for three prestigious annual awards. The deadline to submit nominations is next Wednesday, July 1st. The details on each award are below. If you would like to nominate someone, please go to the award nominating page on the IEEE-CS’s webpage.
Established in late 1997 in memory of Seymour Cray, the Seymour Cray Award is awarded to recognize innovative contributions to high performance computing systems best exemplify the creative spirit demonstrated by Seymour Cray. The award consists of a crystal memento and honorarium of $10,000. This award requires 3 endorsements.
Established in 1992 by the Board of Governors of the IEEE Computer Society. It honors the memory of the late Dr. Sidney Fernbach, one of the pioneers on the development and application of high performance computers for the solution of large computational problems. The award, which consists of a certificate and a $2,000 honorarium, is presented annually to an individual for “an outstanding contribution in the application of high performance computers using innovative approaches.” This award requires 3 endorsements.
Established in memory of Ken Kennedy, the founder of Rice University’s nationally ranked computer science program and one of the world’s foremost experts on high-performance computing. A certificate and $5,000 honorarium are awarded jointly by the ACM and the IEEE Computer Society for outstanding contributions to programmability or productivity in high-performance computing together with significant community service or mentoring contributions. This award requires 2 endorsements.
On June 10th, the Senate Commerce, Justice, and Science Appropriations Subcommittee approved their Fiscal Year 2016 funding bill, which funds, among other things, the budget for the National Science Foundation. The bill was passed on a bipartisan basis in the subcommittee, with only three votes (out of 30 total) against it. Unlike the House CJS version, this bill doesn’t include burdensome language restricting how NSF can spend their allocated funds. However, the bill does flat fund the agency for FY16. That will translate into a cut, once inflation is taken into account, but given the budget environment in Congress, this outcome is middle of the road.
The bill provides for $7.34 billion for the National Science Foundation for Fiscal Year 2016. That is $430 thousand (yes, thousand) less than what was enacted in FY15, and $380 million less than what the President requested in his February budget request. For the Research and Related Activities (RRA) account, where most of the research funding is located at the Foundation, the committee provides $5.93 billion for FY16, which is the same as it was funded in FY15 and $253 million below the President’s request. For the most part, the budgets are flat funded in real dollars, but these translate into a cut once inflation is factored in. These numbers aren’t terribly surprising; however, they are disappointing since the CJS subcommittee has so many science champions, on both sides of the aisle, as members. Of course, another way of looking at this is that the numbers could be much lower.
However, the bill is not without its good news, and this time it concerns what isn’t in it. None of the burdensome bureaucratic language on accountability, which is in the House CJS bill, is present in its Senate counterpart. As well, there are no stipulations on NSF directorate level funding, thus sparing Geophysical Sciences and Social, Behavioral, and Economic Sciences Directorates cuts to their budgets. Whether the burdensome language gets included in the final bill is something that will have to get worked out in conference between the House and Senate after each passes their bill.
The bill now goes to the full committee for consideration. It is likely to pass, sometime in late June or July, and then move to the Senate floor for consideration. The bill’s future after that is in question, since Senate Democrats have threatened to filibuster all appropriations bills moving forward unless their priorities on federal spending are considered. Congressional Republicans, and Senate Majority Leader McConnell (R-KY), have vowed to move the legislature to “regular order” (i.e. passing the Federal budget bills on time) but, short of removing the filibuster rule in the Senate, there will be little-to-nothing the Republicans can do if the Democrats make good on their threat. Events will have to play out more in order to have a better idea of what the final outcome will be. Continue to follow us at the Policy Blog for future developments.
[With this post, CRA welcomes Kayla Holston, our new Eben Tisdale Science Policy Fellow, who will be working with CRA policy staff this summer. Kayla is a rising second-year Rodman Scholar at the University of Virginia, pursuing majors in biomedical engineering and cognitive science. She’s particularly interested in computing as it relates to neuroscience research, and plans of a future practicing neurosurgery. We’re thrilled to have her on staff this summer and expect to see much more from her on the blog in the weeks to come! – Peter Harsha]
The Senate is considering S. 1398, or the “Energy Title of America COMPETES Reauthorization Act of 2015,” a bill aimed at “extending, improving, and consolidating energy research and development programs” at the Department of Energy, specifically at the Office of Science (SC) and the Advanced Research Projects Agency-Energy (ARPA-E). In simple terms, it sets funding policy for these two science agencies for the next three years. This bill was introduced by Senator Lamar Alexander (R-TN) in mid-May and is currently awaiting consideration by the Senate Energy Committee. The bill calls for an increase in funding for the DOE SC and ARPA-E and the funding numbers are aligned with the 2007 and 2010 COMPETES Acts. In addition, it proposes the elimination of a number of duplicative programs at the Department, a number of which are research fellowships. Let’s look at some of the details.
The funding numbers for both the DOE SC and ARPA-E are quite good and are true successors to early versions of COMPETES. As our readers will recall, the DOE SC is home to the Advanced Scientific Computing Research (ASCR) program, a program that encompasses much of the Department’s computing research. S.1398 calls for the DOE SC to be authorized at $5.271 billion for Fiscal Year (FY) 2016, a 2.7 percent increase over the pervious Fiscal Year budget ($5.131 billion for FY15)—it’s also worth noting that this is almost identical to the $5.247 billion authorized (but never appropriated) for FY11 in the 2010 COMPETES Act. After FY16, the proposed funding for the SC continues to exhibit an upward trend, with about a 4 percent increase each year:
FY17: $5.485 billion
FY18: $5.704 billion
FY19: $5.932 billion
FY20: $6.178 billion
It is important to note that, while the proposed FY16 funding is greater than what was appropriated in FY15, it is still below President Obama’s requested budget for FY16 ($5.34 billion).
S. 1398 proposes a similar funding pattern for ARPA-E. The Agency was authorized for $300 million in the original 2007 version of COMPETES, but has been mostly flat funded since its establishment. In S. 1398, Senator Alexander proposes a yearly ~4 percent increase in funding, aligning the numbers with what was originally proposed in the COMPETES Acts:
FY16: $291.2 million
FY17: $303.3 million
FY18: $314.7 million
FY19: $327.3 million
FY20: $340.6 million
It’s worth pointing out that S. 1398 only authorizes funds—it does not appropriate funding for the agencies. In other words, this bill would set policy for these parts of the DOE and state how much they should be funded. It is the job of the Appropriations Committees and separate bills to determine how much money DOE SC and ARPA-E actually get to work with.
Alexander also proposes the consolidation of a few programs. Namely, S. 1398 would combine funding for the DOE Early Career Awards for Science, Engineering, and Mathematics Researchers and the Distinguished Scientist Program. The bill also calls for elimination of the Protecting America’s Competitive Edge (PACE) Graduate Fellowship Program, with the idea that those grants will instead fall under the Science Education Program.
So what are the bill’s prospects? That’s unclear at this point. It’s not exactly clear whether the bill will move in the Senate as a free-standing bill, or get folded into a broader DOE authorization, or a Senate version of the COMPETES Reauthorization. What we do know is that it represents a marked change of approach from the DOE provisions in the House version of the America COMPETES Act Reauthorization, which we’ve previously discussed here. At some point in the legislative process, whether its with a COMPETES Reauthorization or an Energy Bill, the House and Senate will have to resolve their differences and find something they can both pass. What that final bill will look like is anyone’s guess, but from the community’s perspective, we hope it embodies more of the Senate’s approach than what we find in the House COMPETES Reauthorization.
We will continue to monitor S. 1398 for additional developments; be sure to check back for updates!