Computing Research Policy Blog

ACM Adopts Policy on E-Voting


From the ACM [a CRA affiliate organization] press release:


New York, September 27, 2004 — Seeking to bolster the security, accessibility, and public confidence in the voting process, ACM’s elected leadership has approved a public statement on the deployment and use of computer-based electronic voting (e-voting) systems for public elections. ACM’s position is that while computer-based e-voting systems have the potential to improve the electoral process, such systems must embody careful engineering, strong safeguards, and rigorous testing in both their design and operation.
“The use of computer-based systems to improve voting is a continuing process that will demand the ongoing involvement of technical experts, usability professionals, voting rights advocates, and dedicated election officials in the U.S. and other countries, said ACM President David Patterson. “As a leading voice in computing matters, ACM looks forward to working with all stakeholders in ensuring the integrity, security, and usability of systems used in public elections.”
Experts from the computing community have identified a variety of risks and vulnerabilities in many e-voting systems stemming from poor design, inferior software engineering processes, mediocre protective measures, and insufficient comprehensive testing. As a result, ACM has recommended that e-voting systems enable voters to inspect a physical (e.g., paper) record to verify the accuracy of their vote, and to serve as an independent check on the record produced and stored by the system. In addition, those records should be made permanent, not based solely in computer memory, to allow for an accurate recount.
ACM past president Barbara Simons, a prominent figure in the computing community on e-voting issues, agrees. “It is crucial that any computerized voting system provide a voter-verified audit trail that can be checked for accuracy by the voter when the vote is cast, and cannot be altered after the vote is cast,” she said.
The ACM statement on e-voting reflects the values in its long-held Code of Ethics and Professional Conduct. The Code states that computing professionals have a responsibility to share technical knowledge and expertise with the public by encouraging understanding of computing, including the impacts of computer systems and their limitations.
Prior to approving the statement, ACM engaged its membership, bringing the issue to their attention and soliciting their feedback in an online poll to gauge their support for the statement. Of the nearly 4,600 members from around the world who shared their opinions, 95 percent indicated their agreement with the statement. ACM continues to strengthen its position, visibility, and participation in government policy formulation by educating and informing policymakers on key issues in computing and information technology

And here’s the actual recommendation:

ACM Statement on Voting Systems
Virtually all voting systems in use today (punch-cards, lever machines, hand counted paper ballots, etc.) are subject to fraud and error, including electronic voting systems, which are not without their own risks and vulnerabilities. In particular, many electronic voting systems have been evaluated by independent, generally-recognized experts and have been found to be poorly designed; developed using inferior software engineering processes; designed without (or with very limited) external audit capabilities; intended for operation without obvious protective measures; and deployed without rigorous, scientifically-designed testing.
To protect the accuracy and impartiality of the electoral process, ACM recommends that all voting systems-particularly computer-based electronic voting systems-embody careful engineering, strong safeguards, and rigorous testing in both their design and operation. In addition, voting systems should enable each voter to inspect a physical (e.g., paper) record to verify that his or her vote has been accurately cast and to serve as an independent check on the result produced and stored by the system. Making those records permanent (i.e., not based solely in computer memory) provides a means by which an accurate recount may be conducted. Ensuring the reliability, security, and verifiability of public elections is fundamental to a stable democracy. Convenience and speed of vote counting are no substitute for accuracy of results and trust in the process by the electorate.

US Back on Top in Supercomputing


According to the Washington Post, IBM will announce today that its Blue Gene/L supercomputer has moved ahead of Japan’s Earth Simulator in speed, posting a working speed of 36.01 teraflops (versus the Earth Simulator’s 35.86 teraflops).
As we’ve covered a few times here on the blog, the spectre of having the Japanese in the top position of the Top 500 Supercomputing Sites list has focused a lot of attention in Congress and the Administration on the current state of high-end computing in the US. Some of the hand-wringing was a little overblown, I think. But, the real positive to come out of all that attention is a growth in understanding amongst policymakers of how crucial a robust computing research community is to national and economic competitiveness. Between the Administration’s efforts behind the “High End Computing Revitalization Task Force” and the Congressional efforts behind the DOE Supercomputing Authorization policymakers have heard repeatedly from members of the research community (in computing, and in all the other disciplines HEC enables and amplifies) and members of industry about the importance of a sustained commitment to HEC research and development. Let’s hope that they’re still receptive now that the US is back in the top slot.

INDUCE Could Find Its Way Into Spending Bill


Reuters reports that Senate backers of the INDUCE Act — including Senate Majority Leader Bill Frist and Minority Leader Tom Daschle — may attempt to attach the bill to a must-pass spending bill in an effort to secure passage for the controversial (and ill-conceived) legislation.
The Senate Judiciary Committee could take up the bill on Thursday, according to the Reuters’ report.
We’ve covered the bill here previously. The bill attempts to create a new form of secondary liability for copyright infringement that would hold technology makers and service providers liable for copyright violations by end users even if they never knew, contemplated, or intended to facilitate user infringement.
The U.S. Public Policy Committee of ACM has been keeping a close eye on the legislation and has more information.
Update: Much better coverage from Wired here.
Another Update: It now appears that the consensus within the technology community is strongly against the current version of the Induce Act. As Jason Schultz from EFF explains, the Business Software Alliance (BSA) (Microsoft, Apple, HP, IBM, Intel, etc), the Computer Systems Policy Project (Dell, HP, IBM, Intel, NCR, Motorola, etc), and the Information Technology Industry Council (Accenture, Canon, Cisco, Kodak, Oracle, Sun, etc) have all weighed in against the measure. EFF has links and analysis.
One More Update (Thursday, Sept 30, 2004): The Senate markup of the bill scheduled for today has been postponed.

House Leadership Wants Cyber Security Back In White House?


The AP reports today (via USA Today) that the House Republican leadership will propose moving the cyber security offices of the Department of Homeland Security back to the White House as part of the House version of the intelligence reorganization. According to the article, the change reflects “frustration among some Republican lawmakers about what they view as a lack of attention paid to cybersecurity by the Department of Homeland Security (DHS).”
CRA has certainly shared that frustration, especially a frustration with DHS’s relative lack of adequate funding support for cyber security research and development efforts at the agency. As we’ve noted before, cyber security gets a very small share of a $1 billion science and technology budget at DHS — $18 million in FY 04 (and that is double the amount the administration initially proposed). However, it’s not clear to me — having only seen the proposal summarized in news reports — that this new effort would have any effect on the current level of support for cyber security R&D or address any of the concerns we’ve raised (pdf) concerning cyber R&D efforts at other agencies as well.
Judging from the responses of the industry folks cited in the article, it doesn’t sound like very many folks were consulted before this got put on the fast track.
More details as we figure them out….

First Senate NSF Appropriations Numbers


Early word out of yesterday’s Senate Appropriations Committee markup is that NSF ended up with a 3 percent increase over FY 2004, matching the President’s budget request. That’s $5.75 billion for FY 05, $169 million over FY 2004, and significantly better than the House’s 2 percent cut to NSF’s overall budget.

Still, we’re a long way from the 15 percent increases authorized by Congress and signed by the President in December 2002 in the NSF Authorization. Given inflation, that 3 percent increase won’t mean many new opportunities for the agency.

More details about specific programs as I get them.

Update: Here’s the breakout:

FY 2005 NSF Appropriations
(in millions)
Account FY 2004
Level
FY 05
Budget Request
FY 2005
House Mark
FY 2005
Senate Mark
$ Change
FY 05 Senate vs. FY 04
% Change
FY 05 Senate vs. FY 04
Research and Related Activities $4,251 $4,452 $4,152 $4,402 $151 3.6%
Major Research Equip $155 $213 $208 $130 -$25 -16.2%
Education and Human Resources $939 $771 $843 $929 -$10 -1.1%
Salaries and Expenses $219 $294 $250 $269 $50 18.3%
National Science Board $4 $4 $4 $4 $0 0%
Inspector General $10 $10 $10 $10 $0 0%
Total $5,578 $5,745 $5,467 $5,745 $167 2.99%

Another Update: Here’s the directorate by directorate breakout:

NSF Directorate by Directorate Appropriations
(in millions)
Directorate FY 2004
(est)
FY 2005
Request
FY 2005
Senate Mark
$ Change
FY 05 Senate vs. FY 04
% Change
FY 05 Senate vs. FY 04
Biological Sciences $587 $600 $605 $18 3.1%
Computer and Information Science $605 $618 $630 $25 4.1%
Engineering $565 $576 $576 $11 1.9%
Geosciences $713 $729 $729 $15 2.2%
Mathematical and Physical Sciences $1,092 $1,116 $1,123 $31 2.8%
Social Behavioral and Economic Sciences $204 $225 $225 $21 10.3%
Polar Programs $342 $350 $350 $8 2.3%
Integrative Activities $144 $240 $165 $21 14.6%

Final Update: So, it appears computing did a little better than average in the Senate mark. Only SBE and “Integrative Activities” had higher levels of increase vs. FY 2004 than CISE, and they have considerably smaller baselines. CISE benefited in part from an increase to the Information Technology Research (ITR) line vs. the President’s budget request. The program had been slated to decrease to $178 million for FY 05, but was bumped up to $190 million in the Senate mark. The remainder of the increase is apparently spread throughout the core research programs in CISE.

Here are some snippets relevant to computing research from the Committee Report:

NSF has completed the planned 5-year priority for Information Technology Research [ITR] within Computer and Information Science and Engineering [CISE], yet the ITR program has also increased our understanding of computing, communications, and information systems as well as the areas of large-scale networking, new high-end architectures, high-data-volume instruments, and information management. To continue this fundamental research, the Committee has provided $190,000,000 to ITR within CISE.

I think a part of the credit for IT R&D remaining a priority within this appropriation has to go to all those who participated in CRA’s CRAN activity to urge members of the Senate to recognize the critical role NSF plays in leading the federal IT R&D effort, and how critical that effort, in turn, is to the future of innovation in this country.

But there’s still more to be done. Neither the House nor the Senate bills have yet come before their respective bodies — and it’s likely neither will before the election. What is likely is that the bills will get bundled together as part of an omnibus appropriations bill that contains all of the unfinished FY 2005 appropriations bills (currently numbering 12) and passed en masse. How the discrepancies between the cuts in the House bill and the more generous Senate bill get resolved is still an open question. If you haven’t yet contacted your Senators and House Member, there’s still time!

Fixing a Busted IT Research System


CRA Chair Jim Foley sat for an extended interview with CNET News.com on the state of the IT research enterprise in the US. Here’s the intro:

James Foley is worried.
As chairman of the Computing Research Association–a group made up of academic departments, research centers and professional societies–his job at CRA is to improve computing research and education. But Foley sees troubling trends in the nation’s system for nurturing and training new information technology scientists.
The number of doctorate degrees awarded in the United States has dropped not only in computer science and engineering, but also in noncomputer science and engineering fields in general. And top U.S. undergraduate computer science departments are seeing enrollments fall.
Some industry analysts argue that the country already has a glut of Ph.D.s. But to Foley, also a professor at the Georgia Institute of Technology College of Computing, the educational declines may very well contribute to an economic malaise. He wants to excite youngsters about computers, in part through better-trained teachers. Foley would also pump up federal research funding and give young scholars independent funding.
CNET News.com recently spoke with Foley about computer science education, the flow of programming work offshore and how the computer science profession in America can weather the trend toward offshoring.

Read the whole interview here.

Congress Should Slow Down on New Copyright Regs, USACM Says


The U.S. Public Policy Committee of ACM — one of CRA’s affiliate organizations — has joined a broad coalition of groups who have written (pdf) to the members of the US Senate urging them to “slow down” their efforts to pass legislation (called INDUCE) that would create a new form of secondary liability for copyright infringement. The Senate Judiciary Committee is poised to act on recommended language prepared by the U.S. Copyright Office that would hold technology makers and service providers liable for copyright violations by end users even if they never knew, contemplated, or intended to facilitate user infringement.
In an earlier letter to the Senate Judiciary Committee, USACM rightly cautioned “that the legislation’s flawed approach of restricting technology rather than focusing on individual acts of infringement could have serious unintended consequences which could undermine continued innovations in software and digital computing and introduce new liabilities for technology developers.”
In the latest letter, the coalition — which includes Google, Yahoo!, Public Knowledge, Intel, IEEE-USA, Sun Microsystems, Consumer Electronics Association, Verizon, Radio Shack, Earthlink, the Association of American Universities, Texas Instruments, and the National Venture Capital Association — raises concerns about the Copyright Office recommendations:

The Copyright Office’s most recent approach would create a new form of strict copyright liability for a large class of providers of hardware, software and services used in conjunction with the electronic or physical dissemination of goods, services and information. These companies and institutions could be found liable without regard to their knowledge, intent, or relationship to the infringer, simply for providing a product, service, facility or financing. All it takes to be found liable is to meet one of the three vague criteria proposed by the Copyright Office, which are to be applied to some undefined subset of a defendant’s products or services. As a result, anyone involved in the dissemination technologies could be strictly liable when it unknowingly derives revenue that may be small in relation to its own provision of goods and services. Perhaps most troubling, entities that participate in the Internet and other electronic space would have no way of structuring their activities to anticipate and avoid — or even minimize — these risks.

You can read the whole thing here (pdf). The USACM has a bit more background, including the previous letter, on their home page. And the Electronic Frontier Foundation has more detail here.

Appropriations Update: Defense, NSF, NIST, Homeland Security


As the federal government approaches the end of the 2004 fiscal year (on September 30, 2004), Congress has, to date, completed only one of the 13 annual appropriations bills necessary to fund the operations of government. They have, however, made some progress on others, including some actions that impact computing researchers. Here’s an update on where we stand:
Defense (P.L. 108-287): The FY 2005 Defense Appropriation has the distinction of being the only appropriations bill that has been signed into law (P.L. 108-287). Researchers fared reasonably well under the bill. Aggregate basic research funding at the Department of Defense (DOD), so-called “6.1” research in DOD parlance, will rise to $1.5 billion in FY 2005, an increase of 7.8 percent or $110 million over the FY 2004 appropriated level. DOD applied research (“6.2”), will increase 11.9 percent to $4.9 billion, and advanced technology development (“6.3”) will rise 9.8 percent to $6.2 billion in FY 2005. All together, the Defense science and technology account (6.1, 6.2, and 6.3 research and development) will increase 10.3 percent or $1.2 billion, to $13.3 billion overall in FY 2005.
Of particular importance to computing researchers, the Defense-wide “Computing Systems and Communications Technology” program line which includes much of the funding for IT R&D at DOD and DARPA has been split into two program lines. The new “Information and Communications Technology” line will receive $192.7 million in funding in FY 2005, and the new “Cognitive Computing Systems” account will receive $151.2 million in FY 2005. Their combined $344 million represents about $1.2 million more than the President requested for FY 2005, and $5.5 million more than FY 2004.
Also the “High Performance Computing Modernization Program” received an increase of $32.7 million or 15.9 percent over FY 2004, increasing to $238 million for FY 2005.
Full details on the branch-by-branch funding breakouts are included in a table after the jump.
Additional Link: The final conference report.
VA-HUD-Independent Agencies (HR 5041): The VA-HUD bill includes funding for the National Science Foundation and NASA. So far, the only action taken on the VA-HUD bill has been a markup of the House version of the bill in the House Appropriations Committee. As we’ve covered previously, the House Appropriations committee bill would cut NSF’s overall budget by 2.0 percent — about $73 million — from FY 2004, a level $194 million below the President’s requested level and well below the 15 percent per year increase authorized by Congress and approved by the President in 2002. The bill achieves the cuts by stopping three programs planned for starts in FY 2005 — the 21st Workforce Initiative, a new class of Science and Technology Centers, and a proposed Innovation Fund — and by calling for $18.7 million of cuts out of unspecified current programs.
The situation is potentially more dire given that a large cut to NASA’s budget in the bill ($1.1 billion below the President’s requested level) has led to a veto threat from the Administration and angry words from Rep. Tom Delay, an influential member of the House Republican leadership who now represents large portions of the NASA Houston workforce. Mitigating those cuts enough to enable Delay and the Administration to sign off on the bill may require finding funding elsewhere in the bill to cover NASA’s shortfall, so NSF may find its budget once again under the knife.
The situation may be somewhat better in the Senate VA-HUD bill. Though the Senate has not yet marked up the bill, it has been suggested that some creative bookkeeping (namely, declaring spending for the Veterans’ Administration in the bill “emergency spending” related to the war effort) might free some additional money from the budget cap. While there’s no guarantee NSF would see any of that additional funding in the bill, the agency is expected to fare better. At this point, however, no numbers are available.
CRA has joined with many other scientific societies to urge members of Congress to reject the proposed cuts in the VA-HUD bill, but there’s still time for you to help as well. CRA’s Computing Research Advocacy Network has been very active in contacting members of the Senate and House in support of NSF funding. In order to get involved, see CRAN’s Advocacy Alert page, with a complete background on the issue, sample letters, and contact information for your representatives in Congress.
Commerce, Justice, State (CJS) (HR 4754, S. 2809): Includes funding for the National Institute of Standards and Technology (NIST) and the National Oceanic and Atmospheric Administration (NOAA). We’ve detailed the dire funding situation faced by NIST at the start of the 2004 fiscal year. A $22 million cut to the agency’s budget in the FY 2004 appropriation left it unable to move forward on much of its cyber security work and led to layoffs of some lab personnel.
Both the House and Senate have marked up their FY 2005 CJS appropriations bills. The Senate bill would funnel more funding to the NIST Labs than the House version, adding $43 million to the FY 2004 number for a total of $384 million for FY 2005. In contrast, the House version would provide $375 million for FY 2005. Both versions are still well short of the Administration’s request of $423 million.
However, the Senate took a completely different path than the House regarding the controversial Advanced Technology Program. The House bill and the President’s budget request both zeroed out the $177 million ATP program, but the Senate version would actually increase the program by 14.5 percent to $203 million. It’s not clear how this significant divergence of opinion will get resolved.
Of note to computing researchers, the Senate bill would set aside $3 million for quantum computing research, with the committee noting that a breakthrough in quantum computing technology would rival that of the transistor 50 years ago.
Homeland Security (HR 4567, S. 2537): Both the House and Senate have marked up their respective versions of the Homeland Security bill; both have the same relatively small investment of $18 million in cyber security research and development for FY 2005 out of a total Homeland Security S&T budget of over $1.0 billion.
Outlook: As noted previously, it’s likely most of the work on the outstanding appropriations bills won’t move forward until after the election, when Congress returns in lame duck session. Until then, the federal government will operate under a “continuing resolution,” which will fund all government agencies at current funding levels and freeze any new starts until the remaining bills are passed. The odds are also pretty good that Congress will elect not to do anything during the lame duck session and instead punt to the new Congress in January. About the only factor opposing that is that both Appropriations chairman will have to relinquish their posts in the new Congress (due to committee term limits), so both would rather deal with the issues during their term, rather than after.
On the other hand, continuing resolutions are very appealing to fiscal conservatives in the Congress because it forces federal agencies to freeze new spending for the duration of the resolution.
In any case, don’t expect much to get settled until after the election.
More details as they emerge….

Read more

Senate Committee Passes Supercomputing Authorization


The Senate Committee on Energy and Natural Resources passed a modified version of a House bill that would authorize the Secretary of Energy to develop a “leadership class” supercomputer and establish a “High-end Software Development Center.”
The bill, HR 4516, is a melding of the House version of HR 4516, introduced by Reps. Judy Biggert (R-IL) and Lincoln Davis (D-TN) and Senate bill S. 2176, introduced by Sens. Lamar Alexander (R-TN) and Jeff Bingaman (D-NM). Both bills are loosely based on the recommendations from the High End Computing Revitalization Task Force Workshop CRA hosted in June, 2003. (We’ve covered both bills here recently.)
The compromise bill adopts the House’s less prescriptive (and lower) authorized funding amounts ($50 million in FY 05, $55 million in FY 06, $60 million in FY 07), but adds the software development center from the Senate bill and strips language added at the insistence of Rep. Brad Sherman that would have required a study on the implications of artificial intelligence research.
Next stop for the compromise bill is reconsideration by both the House and Senate. The modifications to the bill should help ensure quick passage in both chambers.

Rumor Mill Buzzing About New NSF Director


The DC rumor mill (well, the science community subset) is buzzing about an Administration announcement tomorrow of a new NSF Director nominee to replace Acting Director Arden Bement. Bement has been “Acting” director since Rita Colwell resigned the post in February, but current law apparently precludes anyone from serving as an “Acting” director for more than 210 days (a term that would on Sept 19th). The rumor suggests that the Administration will name someone other than Bement to take the position, but it’s a toss-up as to who that will be.
More details as they emerge….
Update (12:30, 9/15/04): Looks like it’s Bement. No official announcement yet, though.
Another Update: Here’s the e-mail Bement sent NSF employees today:

NATIONAL SCIENCE FOUNDATION OFFICE OF THE DIRECTOR ARLINGTON, VA 22230
STAFF MEMORANDUM
O/D 03-07 September 15, 2004
SUBJECT: Nomination for the Director of the National Science Foundation
The President today announced my nomination to be the next Director of NSF. This is an extraordinary and inspiring honor for me — and one that I feel very humble in accepting.
The Foundation has a rich history of strong and independent Directors, and I look forward to continuing with that tradition. Most important to our success, however, are you — the staff of NSF. I have come to appreciate your strong qualities and dedication that provide the underpinnings for NSF’s organizational excellence. As many of you already know, the Foundation’s mission and our accomplishments are critical to the Nation’s well being. Without your help and dedication, none of NSF’s goals or objectives can be met. I appreciate your support.
Although NSF faces significant challenges in the near future due to Federal budget issues, I am committed to the policies and operations that have stood the test of time and have helped make NSF an extraordinary agency. I look forward to working with Dr. Bordogna and all of you in continuing the outstanding manner in which NSF leads the nation. Our pursuit of research and education at the frontiers of science and engineering, our commitment to broadening participation both within and without the Foundation, and our desire to ensure that we have the resources to carry out this vision will be among my top priorities.
During the upcoming months I will continue as Acting Director while my nomination is pending. I will continue to devote my energies to moving the Foundation forward. I thank you in advance for working with me and look forward to meeting many more of you personally in the days ahead.
Arden L. Bement, Jr.
Acting Director
Distribution: All employees

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