Earlier this week, we published a breakdown of the research agencies in the Fiscal Year 2017 Omnibus spending bill that had been agreed to by both political parties in Congress. There was one significant research agency that was left out of that breakdown: the Department of Defense (DOD). As one would expect, given President Trump’s campaign pledge to increase defense spending, DOD did relatively well in the agreement, with Defense Science and Technology (DOD S&T) accounts being no exception.
As a reminder, the DOD S&T program is made up of three accounts: 6.1 (basic research), 6.2 (applied research), and 6.3 (advanced technology development). These accounts are made up of individual accounts for each of the three services (Army, Navy, and Air Force), as well as a Defense Wide (DW) account. The Defense Advanced Research Projects Agency (DARPA) is included under the Defense Wide account.
With a few exceptions, DOD S&T accounts saw increases from both Fiscal Year 2016 (FY16) level and the Obama Administration’s request from last year. As a whole, DOD S&T would be funded at $14.0 billion, which is a 5.7% increase over FY16 ($13.25 billion). The Obama Administration had requested a 4.1% cut. As for the individual accounts:
DOD 6.1 basic research would see a slight cut of 1.4% below FY16’s numbers, going from $2.31 billion in FY16 to $2.28 billion in FY17. However this cut is small compared to the 9% cut that the Obama Administration had recommended in February.
DOD 6.2 applied research would see a healthy increase of 5.8%, going from $5.0 billion in FY16 to $5.3 billion in FY17. That would be a full 10% above the Obama Administration request, which had recommended a 3.6% cut.
DOD 6.3 advanced technology development would receive an even larger increase of 8.4%, going from $5.94 billion in FY16 to $6.44 billion in FY17. The Obama Administration had requested a 2.6% cut.
DARPA has the misfortune of not fairing as well under the Omnibus than under the Obama budget request. It is slated to receive a 1.7% increase, going from $2.89 billion to $2.94 billion. However, this is half of the 3.4% increase that had been recommended back in February of 2016.
Now, what does this all mean? As we stated in our budget request round-up last year, this shows that defense research continues to be a Congressional priority. Many of the cuts that the Obama Administration had recommended in their request could be explained by the Pentagon’s budget gamesmanship; namely removing money from a known Congressional priority (DOD S&T), expecting Congress to put it back during the budget process, and use it to fund other areas in the request that are not Congressional priorities, in the hope that some of that money will stick during appropriations. The worry with this ploy is that Congress will not put the money back in; by all appearances, this gamble seems to have worked this year, which is obviously good.
On the whole, this is a good budget for DOD research accounts. It is certainly better than where this process stated in February of 2016. Hopefully this heralds a new commitment to DOD S&T with Fiscal Year 2018 coming up soon.
Update: 5/5/17 President Trump has signed the FY 2017 Omnibus bill, H.R. 244, into law this afternoon.
Late last night, the House Rules Committee released the agreed upon omnibus spending bill for Fiscal Year 2017 (FY17), which Congress has been negotiating for the past few months. As a quick recap, the Federal government has been operating under a continuing resolution, or CR, since the present fiscal year began on October 1st. The bill released last night, which incorporates all twelve unfinished FY17 appropriations bills into one, must-pass $1.1 trillion spending bill, doesn’t provide for increases to most science research agencies. However, it also doesn’t have cuts to those agencies or proscriptive policy provisions. The negotiators also have mostly ignored President Trump’s proposed cuts to science programs in this final version. So it’s pretty much even for our community; not great but also not a catastrophe either. Let’s get into the details.
National Science Foundation
NSF would see funding of $7.46 billion in FY17, an increase of just $9 million over FY16. Research & Related Activities (R&RA) funding, where the majority of the research funding resides, and Education and Human Resources (EHR) funding would be flat. Major Research Equipment and Facilities Construction (MREFC) is the source of the $9 million increase. This flat budget approach essentially aligns with President Obama’s FY17 request for discretionary funds for the agency. You’ll recall he submitted a budget that was relatively flat in terms of discretionary spending, but also submitted a request for a new non-discretionary funding stream to bolster some science budgets, a funding stream that had no chance of passage in Congress.
As well, there’s no directorate-by-directorate funding guidance for NSF, which means Social, Behavior, and Economic (SBE) and GEO directorates avoided specific targeting in the bill. This has been a recurring concern given House Science Committee Chairman Lamar Smith’s (R-TX) repeated efforts to get directorate-by-directorate funding included in authorization bills (meaning policy bills) for the agency.
Department of Energy Office of Science
DOE would see slight growth in the Office of Science — up $45 million over FY16 to $5.39 billion in FY17. Over half of that increase would go to the Advanced Scientific Computing Research (ASCR); this is where most of the computing research at the agency is located. ASCR’s budget would go from $621 million in FY16 enacted to $647 million (an increase of 4.2% or $26 million) for FY17. An increase of $10 million would go to the Exascale Computing Project line item. While this is relatively good, it is not as much as the Obama Administration had requested last year (which was a 6.8% increase or $42 million).
Somewhat surprisingly, given how Trump proposed to nearly wipe it out, the Advanced Research Project Agency, Energy, or ARPA-E, would grow $15 million under this bill to $306 million in FY17.
National Institute of Standards and Technology
NIST overall would see a $12 million cut from FY16. Drilling down into the details, the Scientific and Technical Research Services (STRS), where the majority of the research that NIST funds is located, would be flat funded at $690 million. The rest of the cuts to NIST come from a $2 million cut to the Industrial Technology Services account and a $10 million cut to the Construction of Research Facilities account. This is much less than what President Obama had requested last year.
NASA
NASA came out quite well in the omnibus, increasing its budget to $19.6 billion, an increase of $368 million over FY16. The majority of that increase went into the Science and Exploration accounts (+$175 million and +$294 million, respectively). The Science account in particular would fair better under the omnibus than last year’s Presidential request; the Obama Administration had recommended a $287 million cut to the account. Within the omnibus, there were cuts to Space Operations (-$78.5 million), Education (-$15 million), and Construction (-$28 million), so some of the increases to Science and Exploration are due to money being moved around in the agency’s budget. Generally speaking, NASA would benefit under the omnibus.
National Institutes of Health
If there’s a “big winner” among the research agencies, NIH is it. The agency would see an increase of $2 billion in FY17, to $34.1 billion. That’s a 6.2 percent increase, though it includes $352 million already approved as part of the 21st Century Cures Act that was part of the last CR in December. The omnibus also increases funding for the Precision Medicine Initiative by $120 million, and the BRAIN Initiative by $110 million.
Environmental Protection Agency
EPA, despite being targeted for major cuts in Trump’s FY18 “skinny” budget, would see only a 1 percent reduction in FY17 under the omnibus and no staff reductions.
Generally speaking, this is not a great budget for science, but it could have been far worse. Had Congress gone along with the Trump Administration proposals for FY17, we’d see cuts across many of the agencies we care about. NSF, for example, was slated for a $350 million cut under the Administration’s proposal. But while we’ve avoided that for FY17, we’ve already seen in the President’s “skinny” budget proposal for FY18 that many of these same agencies are slated for big cuts in his full request. We should have that document sometime in May or early June. Be sure to check back.
Update: 5/5/17 President Trump has signed the FY 2017 Omnibus bill, H.R. 244, into law this afternoon.
Filing under “not entirely surprising news,” Congress passed a week long continuing resolution (CR) to fund all Federal agencies at Fiscal Year 2016 levels for one more week. The bill is likely to be signed by the President immediately. The delay is to finalize negotiations on the final bill for the last five months of Fiscal Year 2017, the current budgetary year. Congress had until midnight tonight to pass a bill or a CR in order to avoid a government shutdown.
By all reports, this is what’s called a “clean” continuing resolution, meaning that it has no policy riders or cuts/boosts in funding for any departments or agencies. That also means there are no specifics to report. If all goes to plan, we’ll have the final bill next week and we will update with details once we have them. Be sure to check back.
President Trump today released his “budget blueprint to make America great again” that calls on Congress to boost Defense spending by $54 billion in FY 2018 and offset that increase by slashing non-defense spending an equal amount. As a result, the budget request would make deep cuts to Federal research agencies and eliminate other popular programs entirely.
This budget is short on details — the President will release a more traditional, detailed budget in early to mid-May — but what is included will not breed much faith that the new Administration sees much value in federal investments in research.
“Highlights”:
NIH would be cut by *$6 billion* — that’s a fifth of its current budget
DOE’s Office of Science would see a cut of $900 million…that’s nearly a fifth. No details yet on the Advanced Scientific Computing Research. Eliminates ARPA-E.
EPA’s budget is down a third. Cuts Office of R&D in half.
NASA would lose the entire education office and $102 million of the earth science budget (including 4 climate change programs)
NSF isn’t mentioned by name, but is probably included in the “other agencies” category, with an expected cut of ~10 percent.
Cuts $250 million from coastal research programs at NOAA and eliminates the $73 million Sea Grant Program;
Eliminates funding to the Manufacturing Extension Partnership at NIST
Cuts $9.2 billion at the Department of Education
Department of Defense would see a 10 percent increase.
Department of Homeland Security would see a 7 percent increase
The budget also includes ~$4 billion for a southern border wall; eliminates funding for National Endowment for the Arts and the National Endowment for the Humanities; eliminates funding for the Institute of Museum and Library Services; eliminates funding for the Corporation for Public Broadcasting; eliminates funding for the Legal Services Corporation; eliminates funding for the Woodrow Wilson International Center for Scholars.
Though this budget appears pretty objectively bad for the research community, keep in mind this is only the President’s proposal. Congress will ultimately decide how these programs are funded, and there is significant opposition to many of these cuts on both sides of the aisle. The final budget will likely not look much like this one. However, as a starting point for the negotiations, this one is pretty poor.
We’ll have more details on the budget as the specifics become available over the next weeks and months. We’ll also detail some of the steps that the computing research community is taking to urge Congress and the Administration to protect America’s leadership role in innovation by buttressing investments in science. We’ll be making the case that ensuring that America remains tops in global competitiveness and job creation requires maintaining a healthy and robust research ecosystem in the U.S., and a key part of that ecosystem is the federal role in supporting basic research. Indeed, there have been few investments the federal government has ever made that have provided bigger return than the investment in fundamental research. Research investments need to be a priority, not a target of cuts as they are in this request.
Last Friday, the House Science, Space, and Technology Committee’s Chairman Lamar Smith (R-TX) sent the committee’s Views and Estimates (V&Es) for the coming fiscal year to the House Budget Committee. This is required by law and is meant to give the Congressional authorizing committees, the ones who set policy, rather than direct funding, a chance to state their goals for the Federal departments and agencies that are under their jurisdiction. This year, once again, the Science Committee is prioritizing computing at the National Science Foundation (NSF), Department of Energy (DOE), and the National Institute of Standards & Technology (NIST), while de-prioritizing research at the Social, Behavioral, & Economic (SBE) sciences and Geosciences (GEO) directorates within NSF and biological and environmental research at DOE.
Like last year’s V&Es, the Science Committee is calling for NSF’s research funding to be split so that 70 percent of the agency’s funding goes to CISE, Engineering, Math & Physical Sciences, and Biology directorates. That would mean about a 5 percent increase (collectively) for those directorates and a 5 percent decrease to all the other programs in the agency’s Research & Related Activities (R&RA) account, including SBE and GEO. Depending on how prescriptive the committee chooses to be (or the appropriators choose to be), they could make SBE and GEO take a disproportionate share of that decrease to protect some of the other programs in R&RA like arctic research, integrative activities, or international science and engineering.
While it may sound great that computing research could get a boost in funding, it’s important to realize that several key areas of computing, such as cybersecurity and human-computer interaction (HCI), are heavily informed by research in the SBE directorate. This is why CRA didn’t endorse the Science Committee’s version of the COMPETES Act reauthorization in 2015.
With regard to the Department of Energy, the Committee bases much of its goals on the DOE Energy Research and Innovation Act, which passed the House back in January. Again, computing is stated as a priority of the committee, with the Advanced Scientific Computing Research (ASCR) program, where the Federal government’s exascale computing programs resides, getting special mention. Along with ASCR, Basic Energy Sciences (BES) and Fusion Sciences are also prioritized. Increases at these programs would be offset at the expense of the Biological and Environmental Research (BER) in the Office of Science, and the Energy Efficiency and Renewable Energy (EERE) and ARPA-E accounts.
The good news is that these are just indications of what the majority on the Science Committee will be pushing for as they try and reauthorize NSF and work with appropriators during the appropriations process this year. They had similar language in the V&Es last year, which didn’t get much traction with appropriators. As well, it’s unclear how much will there is in Congress generally to approve an NSF authorization with language this prescriptive about funding. We should have a better idea once the President releases his full budget for FY 2018 (currently scheduled for May) and see how Congressional leaders respond to it.
On Monday, President Trump issued a new executive order designed to suspend immigration to the U.S. from six countries considered either state-sponsors of terrorism or homes to terrorist activities, for 90 days beginning March 16, 2017. Like the President’s previous order, the new order halts visa issuance to nationals of Iran, Libya, Somalia, Sudan, Syria, and Yemen (Iraq is not included in the revised order), and it exempts nationals from those countries who already have approved visas or who have permanent residence status in the U.S.
CRA issued a statement opposing the President’s first order on January 27, 2017, arguing that the order would create uncertainty and hardship for many students and researchers already studying and working at U.S. institutions. We also argued that the ban would likely discourage foreign-born researchers from bringing their talents to the U.S. in the future, significantly hurting our national competitiveness.
While we retain these concerns about the new order, certain exceptions could alleviate the immediate impacts on current researchers and students. In addition to exempting travelers who already have visas permanent residency status, the order adds exceptions to be considered under a case-by-case waiver system. There are nine such exceptions, but the first four seem most relevant to the computing research community:
(i) the foreign national has previously been admitted to the United States for a continuous period of work, study, or other long-term activity, is outside the United States on the effective date of this order, seeks to reenter the United States to resume that activity, and the denial of reentry during the suspension period would impair that activity;
(ii) the foreign national has previously established significant contacts with the United States but is outside the United States on the effective date of this order for work, study, or other lawful activity;
(iii) the foreign national seeks to enter the United States for significant business or professional obligations and the denial of entry during the suspension period would impair those obligations;
(iv) the foreign national seeks to enter the United States to visit or reside with a close family member (e.g., a spouse, child, or parent) who is a United States citizen, lawful permanent resident, or alien lawfully admitted on a valid nonimmigrant visa, and the denial of entry during the suspension period would cause undue hardship;
In particular, exception (iii) appears to apply to new incoming students, visiting faculty or participants in academic or professional conferences, although only on a case-by-case basis. If so, these exceptions would help mitigate negative effects on our community, although clarification is clearly needed. We hope the administration will provide that clarification soon.
Even with these possible exceptions, the ban sends a message that will discourage talented researchers and students from around the world from traveling to the U.S. As noted in our original statement, the U.S. enjoys its leadership role in science and technology in part because the world’s best and brightest bring their talents here to be a part of U.S. scholarship and innovation. Policies that discourage the world’s best science and engineering talent from coming to the U.S. threaten our leadership in science and engineering. We urge the Administration to clarify how the exceptions policy will be implemented and to ensure that the order is truly temporary.
The report makes its argument using a number of case studies of promising early-stage research. Here are just a few examples cited:
Creating a Census of Human Cells – “New techniques make possible a systematic description of the myriad types of cells in the human body that underlie both health and disease;”
The Origin Of The Universe – “Measuring tiny variations in the cosmic microwave background will enable major discoveries about the origin of the universe, including details of its early expansion and of physical phenomena at energies a trillion times greater than those of the largest earthbound accelerators;”
As federal research agencies, and by extension the scientific research community, continue to be impacted by the ongoing budget impasse in Congress, it’s well worth reminding both Congressional leaders, and the public at large, that scientific funding has helped the country tremendously since the end of World War II (a point also made in the above op-ed and report). This report will be an excellent new tool for the research community to further its message.
CRA Statement in Response to White House Executive Order:
“Protecting the Nation from Foreign Terrorist Entry Into the United States”
As an organization representing the leading academic and industrial computing research institutions in the United States, the Computing Research Association expresses great concern over President Donald J. Trump’s Executive Order imposing a 90-day suspension of visas to nationals of seven countries.
The United States has benefited greatly from the contributions to our field and to our nation of individuals from all nations, including those covered in today’s order. This order creates uncertainty and potential hardship among current students and researchers already here making important contributions and endangers our leadership role in a key field. Today’s order may also discourage foreign-born researchers from bringing their talents to the U.S. in the future, which would have significantly detrimental impacts on our national competitiveness.
The U.S. enjoys its leadership role in science and technology in part because the world’s best and brightest bring their talents here to be a part of U.S. scholarship and innovation. In critical areas, protections are already in place to prevent the spread of sensitive technologies.
We urge the President to lift the visa suspension at or before the 90-day deadline and not curtail the studies or contributions of these students and researchers.
Update (1/30/17): The statement was quoted by the New York Times in a piece on how the high tech computing industry is reacting to the executive order.
As an illustration of the potential unintended impacts that the President’s executive order can have on scientific research, it’s worth reading this article from the Atlantic.
Update (1/31/17): 152 organizations, including CRA, signed onto a letter, organized by the American Association for the Advancement of Science (AAAS), to President Trump voicing their concerns about the impacts the executive order would have on the broader scientific community. The letter was copied to Congressional leaders of both parties. The signers represent, “a broad spectrum of professional scientific, engineering and education societies, national associations, and universities.”
Update (2/2/17): A number of member societies of CRA have made public similar statements against President Trump’s executive order, echoing similar concerns in our statement. They include USENIX, ACM, SIAM, and IEEE-CS. As more groups release statements and positions, we will update this post.
As for how this impacts the computing community, DOE’s Advanced Scientific Computing Research (ASCR) program, where the majority of the Department’s computing research occurs, is specifically mentioned in Title III, Section 304. In that section, ASCR is directed to build a, “research program…for exascale computing, including the development of 2 or more exascale computing machine architectures, to promote the missions of the Department,” and to do so in partnership with industry and institutions of higher learning. The section also directs the program director to, “support research in high-performance computing and networking relevant to energy applications, including modeling, simulation, and advanced data analytics for basic and applied energy research programs.” Finally, section 304 also directs the program to develop, test, and support: “mathematics, models, and algorithms for complex systems and programming environments; and…tools, languages, and operating systems for high-end computing systems.”
The Act also handles issues such as technology transfer (Section 106), commercialization of research findings (Section 107), and laboratory improvement program for the National Lab system. (Section 309); all Congressional priorities.
Due to pre-passage negotiations and agreements, the bill is expected to pass the Senate quickly and without controversy. We will update this post when that happens; the bill should be signed into law by the President soon after.
The President’s Council of Advisors on Science and Technology (PCAST), an independent advisory group of the Nation’s leading scientists and engineers, released a report to the President today on semiconductor innovation, competitiveness, and security. Titled simply, “Ensuring Long-Term U.S. Leadership in Semiconductors,” the report looks at the challenges facing the semiconductor community and outlines recommendations for possible actions for the Federal Government to take in order to ensure US leadership in the field.
One of the main concerns brought up by the report is that the Chinese government has begun directing over a hundred billion dollars in a series of industrial policies in order to reshape the semiconductor market in its favor. With that in mind, the report’s two main findings, as pointed out in the executive summary, are noteworthy:
Our core finding is this: the United States will only succeed in mitigating the dangers posed by Chinese industrial policy if it innovates faster. Policy can, in principle, slow the diffusion of technology, but it cannot stop the spread. And, as U.S. innovators face technological headwinds, other countries’ quest to catch up will only become easier. The only way to retain leadership is to outpace the competition.
And:
Second, we find that a competitive domestic industry is critical to innovation and security. We therefore recommend policies aimed at developing and attracting talent, funding basic research and development that is critical to innovation, reforming corporate tax laws, and reforming permitting practices.
In light of the changing of administrations that will happen in two weeks, one can hope that the new President and Congress will take this advice seriously and begin acting on it.
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Defense Research in the FY17 Omnibus
/In: Funding, FY17 Appropriations /by Brian MosleyEarlier this week, we published a breakdown of the research agencies in the Fiscal Year 2017 Omnibus spending bill that had been agreed to by both political parties in Congress. There was one significant research agency that was left out of that breakdown: the Department of Defense (DOD). As one would expect, given President Trump’s campaign pledge to increase defense spending, DOD did relatively well in the agreement, with Defense Science and Technology (DOD S&T) accounts being no exception.
As a reminder, the DOD S&T program is made up of three accounts: 6.1 (basic research), 6.2 (applied research), and 6.3 (advanced technology development). These accounts are made up of individual accounts for each of the three services (Army, Navy, and Air Force), as well as a Defense Wide (DW) account. The Defense Advanced Research Projects Agency (DARPA) is included under the Defense Wide account.
With a few exceptions, DOD S&T accounts saw increases from both Fiscal Year 2016 (FY16) level and the Obama Administration’s request from last year. As a whole, DOD S&T would be funded at $14.0 billion, which is a 5.7% increase over FY16 ($13.25 billion). The Obama Administration had requested a 4.1% cut. As for the individual accounts:
Now, what does this all mean? As we stated in our budget request round-up last year, this shows that defense research continues to be a Congressional priority. Many of the cuts that the Obama Administration had recommended in their request could be explained by the Pentagon’s budget gamesmanship; namely removing money from a known Congressional priority (DOD S&T), expecting Congress to put it back during the budget process, and use it to fund other areas in the request that are not Congressional priorities, in the hope that some of that money will stick during appropriations. The worry with this ploy is that Congress will not put the money back in; by all appearances, this gamble seems to have worked this year, which is obviously good.
On the whole, this is a good budget for DOD research accounts. It is certainly better than where this process stated in February of 2016. Hopefully this heralds a new commitment to DOD S&T with Fiscal Year 2018 coming up soon.
Update: 5/5/17 President Trump has signed the FY 2017 Omnibus bill, H.R. 244, into law this afternoon.
Fiscal Year 2017 Omnibus Released; Not Great, but also not Terrible, for Science
/In: FY17 Appropriations, Research /by Brian MosleyLate last night, the House Rules Committee released the agreed upon omnibus spending bill for Fiscal Year 2017 (FY17), which Congress has been negotiating for the past few months. As a quick recap, the Federal government has been operating under a continuing resolution, or CR, since the present fiscal year began on October 1st. The bill released last night, which incorporates all twelve unfinished FY17 appropriations bills into one, must-pass $1.1 trillion spending bill, doesn’t provide for increases to most science research agencies. However, it also doesn’t have cuts to those agencies or proscriptive policy provisions. The negotiators also have mostly ignored President Trump’s proposed cuts to science programs in this final version. So it’s pretty much even for our community; not great but also not a catastrophe either. Let’s get into the details.
National Science Foundation
NSF would see funding of $7.46 billion in FY17, an increase of just $9 million over FY16. Research & Related Activities (R&RA) funding, where the majority of the research funding resides, and Education and Human Resources (EHR) funding would be flat. Major Research Equipment and Facilities Construction (MREFC) is the source of the $9 million increase. This flat budget approach essentially aligns with President Obama’s FY17 request for discretionary funds for the agency. You’ll recall he submitted a budget that was relatively flat in terms of discretionary spending, but also submitted a request for a new non-discretionary funding stream to bolster some science budgets, a funding stream that had no chance of passage in Congress.
As well, there’s no directorate-by-directorate funding guidance for NSF, which means Social, Behavior, and Economic (SBE) and GEO directorates avoided specific targeting in the bill. This has been a recurring concern given House Science Committee Chairman Lamar Smith’s (R-TX) repeated efforts to get directorate-by-directorate funding included in authorization bills (meaning policy bills) for the agency.
Department of Energy Office of Science
DOE would see slight growth in the Office of Science — up $45 million over FY16 to $5.39 billion in FY17. Over half of that increase would go to the Advanced Scientific Computing Research (ASCR); this is where most of the computing research at the agency is located. ASCR’s budget would go from $621 million in FY16 enacted to $647 million (an increase of 4.2% or $26 million) for FY17. An increase of $10 million would go to the Exascale Computing Project line item. While this is relatively good, it is not as much as the Obama Administration had requested last year (which was a 6.8% increase or $42 million).
Somewhat surprisingly, given how Trump proposed to nearly wipe it out, the Advanced Research Project Agency, Energy, or ARPA-E, would grow $15 million under this bill to $306 million in FY17.
National Institute of Standards and Technology
NIST overall would see a $12 million cut from FY16. Drilling down into the details, the Scientific and Technical Research Services (STRS), where the majority of the research that NIST funds is located, would be flat funded at $690 million. The rest of the cuts to NIST come from a $2 million cut to the Industrial Technology Services account and a $10 million cut to the Construction of Research Facilities account. This is much less than what President Obama had requested last year.
NASA
NASA came out quite well in the omnibus, increasing its budget to $19.6 billion, an increase of $368 million over FY16. The majority of that increase went into the Science and Exploration accounts (+$175 million and +$294 million, respectively). The Science account in particular would fair better under the omnibus than last year’s Presidential request; the Obama Administration had recommended a $287 million cut to the account. Within the omnibus, there were cuts to Space Operations (-$78.5 million), Education (-$15 million), and Construction (-$28 million), so some of the increases to Science and Exploration are due to money being moved around in the agency’s budget. Generally speaking, NASA would benefit under the omnibus.
National Institutes of Health
If there’s a “big winner” among the research agencies, NIH is it. The agency would see an increase of $2 billion in FY17, to $34.1 billion. That’s a 6.2 percent increase, though it includes $352 million already approved as part of the 21st Century Cures Act that was part of the last CR in December. The omnibus also increases funding for the Precision Medicine Initiative by $120 million, and the BRAIN Initiative by $110 million.
Environmental Protection Agency
EPA, despite being targeted for major cuts in Trump’s FY18 “skinny” budget, would see only a 1 percent reduction in FY17 under the omnibus and no staff reductions.
Generally speaking, this is not a great budget for science, but it could have been far worse. Had Congress gone along with the Trump Administration proposals for FY17, we’d see cuts across many of the agencies we care about. NSF, for example, was slated for a $350 million cut under the Administration’s proposal. But while we’ve avoided that for FY17, we’ve already seen in the President’s “skinny” budget proposal for FY18 that many of these same agencies are slated for big cuts in his full request. We should have that document sometime in May or early June. Be sure to check back.
Update: 5/5/17 President Trump has signed the FY 2017 Omnibus bill, H.R. 244, into law this afternoon.
Congress Passes Week Long FY2017 CR, Averting Shutdown for One More Week
/In: FY17 Appropriations /by Brian MosleyFiling under “not entirely surprising news,” Congress passed a week long continuing resolution (CR) to fund all Federal agencies at Fiscal Year 2016 levels for one more week. The bill is likely to be signed by the President immediately. The delay is to finalize negotiations on the final bill for the last five months of Fiscal Year 2017, the current budgetary year. Congress had until midnight tonight to pass a bill or a CR in order to avoid a government shutdown.
By all reports, this is what’s called a “clean” continuing resolution, meaning that it has no policy riders or cuts/boosts in funding for any departments or agencies. That also means there are no specifics to report. If all goes to plan, we’ll have the final bill next week and we will update with details once we have them. Be sure to check back.
Trump Budget Blueprint Slashes Science, Boosts Defense
/In: Funding, FY18 Appropriations, Research /by Peter HarshaPresident Trump today released his “budget blueprint to make America great again” that calls on Congress to boost Defense spending by $54 billion in FY 2018 and offset that increase by slashing non-defense spending an equal amount. As a result, the budget request would make deep cuts to Federal research agencies and eliminate other popular programs entirely.
This budget is short on details — the President will release a more traditional, detailed budget in early to mid-May — but what is included will not breed much faith that the new Administration sees much value in federal investments in research.
“Highlights”:
NIH would be cut by *$6 billion* — that’s a fifth of its current budget
DOE’s Office of Science would see a cut of $900 million…that’s nearly a fifth. No details yet on the Advanced Scientific Computing Research. Eliminates ARPA-E.
EPA’s budget is down a third. Cuts Office of R&D in half.
NASA would lose the entire education office and $102 million of the earth science budget (including 4 climate change programs)
NSF isn’t mentioned by name, but is probably included in the “other agencies” category, with an expected cut of ~10 percent.
Cuts $250 million from coastal research programs at NOAA and eliminates the $73 million Sea Grant Program;
Eliminates funding to the Manufacturing Extension Partnership at NIST
Cuts $9.2 billion at the Department of Education
Department of Defense would see a 10 percent increase.
Department of Homeland Security would see a 7 percent increase
The budget also includes ~$4 billion for a southern border wall; eliminates funding for National Endowment for the Arts and the National Endowment for the Humanities; eliminates funding for the Institute of Museum and Library Services; eliminates funding for the Corporation for Public Broadcasting; eliminates funding for the Legal Services Corporation; eliminates funding for the Woodrow Wilson International Center for Scholars.
Though this budget appears pretty objectively bad for the research community, keep in mind this is only the President’s proposal. Congress will ultimately decide how these programs are funded, and there is significant opposition to many of these cuts on both sides of the aisle. The final budget will likely not look much like this one. However, as a starting point for the negotiations, this one is pretty poor.
We’ll have more details on the budget as the specifics become available over the next weeks and months. We’ll also detail some of the steps that the computing research community is taking to urge Congress and the Administration to protect America’s leadership role in innovation by buttressing investments in science. We’ll be making the case that ensuring that America remains tops in global competitiveness and job creation requires maintaining a healthy and robust research ecosystem in the U.S., and a key part of that ecosystem is the federal role in supporting basic research. Indeed, there have been few investments the federal government has ever made that have provided bigger return than the investment in fundamental research. Research investments need to be a priority, not a target of cuts as they are in this request.
House Science Committee Releases Views & Estimates for FY 2018; Prioritizes Computing at Expense of SBE Again
/In: Funding, FY18 Appropriations /by Brian MosleyLast Friday, the House Science, Space, and Technology Committee’s Chairman Lamar Smith (R-TX) sent the committee’s Views and Estimates (V&Es) for the coming fiscal year to the House Budget Committee. This is required by law and is meant to give the Congressional authorizing committees, the ones who set policy, rather than direct funding, a chance to state their goals for the Federal departments and agencies that are under their jurisdiction. This year, once again, the Science Committee is prioritizing computing at the National Science Foundation (NSF), Department of Energy (DOE), and the National Institute of Standards & Technology (NIST), while de-prioritizing research at the Social, Behavioral, & Economic (SBE) sciences and Geosciences (GEO) directorates within NSF and biological and environmental research at DOE.
Like last year’s V&Es, the Science Committee is calling for NSF’s research funding to be split so that 70 percent of the agency’s funding goes to CISE, Engineering, Math & Physical Sciences, and Biology directorates. That would mean about a 5 percent increase (collectively) for those directorates and a 5 percent decrease to all the other programs in the agency’s Research & Related Activities (R&RA) account, including SBE and GEO. Depending on how prescriptive the committee chooses to be (or the appropriators choose to be), they could make SBE and GEO take a disproportionate share of that decrease to protect some of the other programs in R&RA like arctic research, integrative activities, or international science and engineering.
While it may sound great that computing research could get a boost in funding, it’s important to realize that several key areas of computing, such as cybersecurity and human-computer interaction (HCI), are heavily informed by research in the SBE directorate. This is why CRA didn’t endorse the Science Committee’s version of the COMPETES Act reauthorization in 2015.
With regard to the Department of Energy, the Committee bases much of its goals on the DOE Energy Research and Innovation Act, which passed the House back in January. Again, computing is stated as a priority of the committee, with the Advanced Scientific Computing Research (ASCR) program, where the Federal government’s exascale computing programs resides, getting special mention. Along with ASCR, Basic Energy Sciences (BES) and Fusion Sciences are also prioritized. Increases at these programs would be offset at the expense of the Biological and Environmental Research (BER) in the Office of Science, and the Energy Efficiency and Renewable Energy (EERE) and ARPA-E accounts.
The good news is that these are just indications of what the majority on the Science Committee will be pushing for as they try and reauthorize NSF and work with appropriators during the appropriations process this year. They had similar language in the V&Es last year, which didn’t get much traction with appropriators. As well, it’s unclear how much will there is in Congress generally to approve an NSF authorization with language this prescriptive about funding. We should have a better idea once the President releases his full budget for FY 2018 (currently scheduled for May) and see how Congressional leaders respond to it.
Travel Ban v. 2.0
/In: CRA, People, Policy, Research /by Peter HarshaOn Monday, President Trump issued a new executive order designed to suspend immigration to the U.S. from six countries considered either state-sponsors of terrorism or homes to terrorist activities, for 90 days beginning March 16, 2017. Like the President’s previous order, the new order halts visa issuance to nationals of Iran, Libya, Somalia, Sudan, Syria, and Yemen (Iraq is not included in the revised order), and it exempts nationals from those countries who already have approved visas or who have permanent residence status in the U.S.
CRA issued a statement opposing the President’s first order on January 27, 2017, arguing that the order would create uncertainty and hardship for many students and researchers already studying and working at U.S. institutions. We also argued that the ban would likely discourage foreign-born researchers from bringing their talents to the U.S. in the future, significantly hurting our national competitiveness.
While we retain these concerns about the new order, certain exceptions could alleviate the immediate impacts on current researchers and students. In addition to exempting travelers who already have visas permanent residency status, the order adds exceptions to be considered under a case-by-case waiver system. There are nine such exceptions, but the first four seem most relevant to the computing research community:
In particular, exception (iii) appears to apply to new incoming students, visiting faculty or participants in academic or professional conferences, although only on a case-by-case basis. If so, these exceptions would help mitigate negative effects on our community, although clarification is clearly needed. We hope the administration will provide that clarification soon.
Even with these possible exceptions, the ban sends a message that will discourage talented researchers and students from around the world from traveling to the U.S. As noted in our original statement, the U.S. enjoys its leadership role in science and technology in part because the world’s best and brightest bring their talents here to be a part of U.S. scholarship and innovation. Policies that discourage the world’s best science and engineering talent from coming to the U.S. threaten our leadership in science and engineering. We urge the Administration to clarify how the exceptions policy will be implemented and to ensure that the order is truly temporary.
New Report on US Research Investment: “The Future Postponed 2.0”
/In: COMPETES, Funding, R&D in the Press /by Brian MosleyIn an op-ed published in the Hill newspaper, the CEO of the American Association for the Advancement of Science (AAAS) and the chair of the National Science Board announced the release of a new report on the impacts of inadequate funding for scientific research in the United States. The report, titled “The Future Postponed 2.0: Why Declining Investment in Basic Research Threatens a U.S. Innovation Deficit,” is the follow-on of a report released in April of 2015 on the same topic. The report makes the case that not committing enough funding to scientific research will mean breakthroughs in the sciences will happen outside the United States, and those countries will reap the benefits.
The report makes its argument using a number of case studies of promising early-stage research. Here are just a few examples cited:
As federal research agencies, and by extension the scientific research community, continue to be impacted by the ongoing budget impasse in Congress, it’s well worth reminding both Congressional leaders, and the public at large, that scientific funding has helped the country tremendously since the end of World War II (a point also made in the above op-ed and report). This report will be an excellent new tool for the research community to further its message.
CRA Expresses Concern at New Executive Order Suspending Visas
/In: CRA, People, Policy, Statements /by Peter HarshaThe Computing Research Association released the following statement in response to President Trump’s new Executive Order, “Protecting the Nation from Foreign Terrorist Entry Into the United States”:
Update (1/30/17): The statement was quoted by the New York Times in a piece on how the high tech computing industry is reacting to the executive order.
As an illustration of the potential unintended impacts that the President’s executive order can have on scientific research, it’s worth reading this article from the Atlantic.
Update (1/31/17): 152 organizations, including CRA, signed onto a letter, organized by the American Association for the Advancement of Science (AAAS), to President Trump voicing their concerns about the impacts the executive order would have on the broader scientific community. The letter was copied to Congressional leaders of both parties. The signers represent, “a broad spectrum of professional scientific, engineering and education societies, national associations, and universities.”
Update (2/2/17): A number of member societies of CRA have made public similar statements against President Trump’s executive order, echoing similar concerns in our statement. They include USENIX, ACM, SIAM, and IEEE-CS. As more groups release statements and positions, we will update this post.
House Passes DOE Energy Research and Innovation Act
/In: COMPETES, Policy /by Brian MosleyOn Tuesday, the House of Representatives passed H.R. 589, the Department of Energy Research and Innovation Act. Predominantly a policy bill for DOE, the Act provides direction for the Department on, “basic science research, nuclear energy research and development (R&D), research coordination and priorities, and reforms to streamline national lab management.” The bill is the energy section of the Competes Act, which passed in December during the end of the 114th Congress’ session. Similar to its sister legislation, H.R. 589 passed without objection on the House floor; it now heads to the Senate for consideration and expected passage.
As for how this impacts the computing community, DOE’s Advanced Scientific Computing Research (ASCR) program, where the majority of the Department’s computing research occurs, is specifically mentioned in Title III, Section 304. In that section, ASCR is directed to build a, “research program…for exascale computing, including the development of 2 or more exascale computing machine architectures, to promote the missions of the Department,” and to do so in partnership with industry and institutions of higher learning. The section also directs the program director to, “support research in high-performance computing and networking relevant to energy applications, including modeling, simulation, and advanced data analytics for basic and applied energy research programs.” Finally, section 304 also directs the program to develop, test, and support: “mathematics, models, and algorithms for complex systems and programming environments; and…tools, languages, and operating systems for high-end computing systems.”
The Act also handles issues such as technology transfer (Section 106), commercialization of research findings (Section 107), and laboratory improvement program for the National Lab system. (Section 309); all Congressional priorities.
Due to pre-passage negotiations and agreements, the bill is expected to pass the Senate quickly and without controversy. We will update this post when that happens; the bill should be signed into law by the President soon after.
PCAST Releases Report on Ensuring US Leadership in Semiconductors
/In: Policy, Research /by Brian MosleyThe President’s Council of Advisors on Science and Technology (PCAST), an independent advisory group of the Nation’s leading scientists and engineers, released a report to the President today on semiconductor innovation, competitiveness, and security. Titled simply, “Ensuring Long-Term U.S. Leadership in Semiconductors,” the report looks at the challenges facing the semiconductor community and outlines recommendations for possible actions for the Federal Government to take in order to ensure US leadership in the field.
One of the main concerns brought up by the report is that the Chinese government has begun directing over a hundred billion dollars in a series of industrial policies in order to reshape the semiconductor market in its favor. With that in mind, the report’s two main findings, as pointed out in the executive summary, are noteworthy:
And:
In light of the changing of administrations that will happen in two weeks, one can hope that the new President and Congress will take this advice seriously and begin acting on it.